https://www.taxtmi.com/acts?id=38078 The amendments centralise enforcement: after consideration of inspection or investigation reports the Board or Chairman may take action including invoking the Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty Regulations, 2002. Across multiple SEBI regulations the instrument substitutes uniform liability for default clauses for defined categories of regulated entities, listing default events (non compliance with registration conditions, contraventions, false information, non cooperation, misconduct, failure to pay fees, failure to resolve complaints) and directing that such defaults shall be dealt with under the 2002 Procedure Regulations. en-us Fri, 13 Dec 2019 11:30:53 +0530 Fri, 13 Dec 2019 11:30:53 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38078 The amendments centralise enforcement: after consideration of inspection or investigation reports the Board or Chairman may take action including invoking the Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty Regulations, 2002. Across multiple SEBI regulations the instrument substitutes uniform liability for default clauses for defined categories of regulated entities, listing default events (non compliance with registration conditions, contraventions, false information, non cooperation, misconduct, failure to pay fees, failure to resolve complaints) and directing that such defaults shall be dealt with under the 2002 Procedure Regulations. Act-Rules SEBI Fri, 13 Dec 2019 11:30:53 +0530 https://www.taxtmi.com/acts?id=38078