https://www.taxtmi.com/acts?id=38069 Regulation 15 permits use of a summary procedure against an intermediary in specified circumstances-insolvency or winding up; nonpayment of registration, renewal or annual fees; loss of stock broker or sub broker status due to default, suspension or cancellation; disobedience of an adjudication officer's penalty order; failure to submit documents; failure to issue contract notes or enter required agreements; failure to meet capital adequacy norms; conviction for an offence involving moral turpitude; admission of regulatory violations; and undisputed facts of violation-subject to an opportunity to make representations. en-us Fri, 13 Dec 2019 11:27:08 +0530 Fri, 13 Dec 2019 11:27:18 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38069 Regulation 15 permits use of a summary procedure against an intermediary in specified circumstances-insolvency or winding up; nonpayment of registration, renewal or annual fees; loss of stock broker or sub broker status due to default, suspension or cancellation; disobedience of an adjudication officer's penalty order; failure to submit documents; failure to issue contract notes or enter required agreements; failure to meet capital adequacy norms; conviction for an offence involving moral turpitude; admission of regulatory violations; and undisputed facts of violation-subject to an opportunity to make representations. Act-Rules SEBI Fri, 13 Dec 2019 11:27:08 +0530 https://www.taxtmi.com/acts?id=38069