https://www.taxtmi.com/acts?id=38056 Enquiry for contraventions of specified securities regulations establishes a procedural mechanism to investigate breaches and facilitate imposition of penalties; it lists the regulatory instruments under which an enquiry may be held, covering intermediaries and market participants such as brokers, insider trading, merchant bankers, portfolio managers, registrars, underwriters, debenture trustees, bankers to an issue, rules on fraudulent and unfair trade practices, foreign investors, custodians, depositories, venture capital funds, mutual funds, takeovers, buy back, credit rating agencies and collective investment schemes. en-us Fri, 13 Dec 2019 11:07:49 +0530 Fri, 13 Dec 2019 11:07:49 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=38056 Enquiry for contraventions of specified securities regulations establishes a procedural mechanism to investigate breaches and facilitate imposition of penalties; it lists the regulatory instruments under which an enquiry may be held, covering intermediaries and market participants such as brokers, insider trading, merchant bankers, portfolio managers, registrars, underwriters, debenture trustees, bankers to an issue, rules on fraudulent and unfair trade practices, foreign investors, custodians, depositories, venture capital funds, mutual funds, takeovers, buy back, credit rating agencies and collective investment schemes. Act-Rules SEBI Fri, 13 Dec 2019 11:07:49 +0530 https://www.taxtmi.com/acts?id=38056