https://www.taxtmi.com/acts?id=36666 The Code requires the governing board to oversee strategy, resource allocation, succession planning and critical operations, establish and approve a risk appetite framework with quantitative metrics and zero-tolerance areas, and ensure independence and direct access for regulatory and control functions. It mandates a three lines of defense, clear management responsibilities, periodic review of products and services for compliance and risk, confidential access procedures, and provisions to prevent misuse of position while imposing disclosure, confidentiality, conflict-of-interest and securities-dealing obligations on directors, committee members and key management personnel. en-us Wed, 05 Jun 2019 12:19:57 +0530 Tue, 17 Sep 2024 13:15:24 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=36666 The Code requires the governing board to oversee strategy, resource allocation, succession planning and critical operations, establish and approve a risk appetite framework with quantitative metrics and zero-tolerance areas, and ensure independence and direct access for regulatory and control functions. It mandates a three lines of defense, clear management responsibilities, periodic review of products and services for compliance and risk, confidential access procedures, and provisions to prevent misuse of position while imposing disclosure, confidentiality, conflict-of-interest and securities-dealing obligations on directors, committee members and key management personnel. Act-Rules SEBI Wed, 05 Jun 2019 12:19:57 +0530 https://www.taxtmi.com/acts?id=36666