https://www.taxtmi.com/circulars?id=61013 Registration of intermediaries with AMFI is mandated subject to passing a certification examination and adherence to prescribed guidelines and code of conduct; mutual funds must empanel intermediaries, follow regulator and AMFI parameters for commission payments, monitor compliance across business, and report compliance in board meetings and periodic filings. An exemption allows senior citizens with prior distribution experience to be registered and exempted from the examination subject to training and submission of a fund-endorsed certificate. The code of conduct forbids commission sharing with investors and inducements, with limited transitional honouring of prior incentives. en-us Thu, 28 Nov 2002 00:00:00 +0530 Fri, 17 May 2019 11:57:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=61013 Registration of intermediaries with AMFI is mandated subject to passing a certification examination and adherence to prescribed guidelines and code of conduct; mutual funds must empanel intermediaries, follow regulator and AMFI parameters for commission payments, monitor compliance across business, and report compliance in board meetings and periodic filings. An exemption allows senior citizens with prior distribution experience to be registered and exempted from the examination subject to training and submission of a fund-endorsed certificate. The code of conduct forbids commission sharing with investors and inducements, with limited transitional honouring of prior incentives. Circulars SEBI Thu, 28 Nov 2002 00:00:00 +0530 https://www.taxtmi.com/circulars?id=61013