<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Disclosure of proprietary trading by broker to client</title>
    <link>https://www.taxtmi.com/circulars?id=60414</link>
    <description>Brokers must disclose whether they undertake proprietary trading as well as client based business: inform existing clients within one month, provide upfront disclosure to new clients in the Know Your Client agreement, and notify clients before commencing proprietary trading if begun later. Stock exchanges must amend bye laws, notify members, publish the requirement, and report implementation to the regulator.</description>
    <language>en-us</language>
    <pubDate>Wed, 19 Nov 2003 00:00:00 +0530</pubDate>
    <lastBuildDate>Fri, 29 Mar 2019 18:09:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=564711" rel="self" type="application/rss+xml"/>
    <item>
      <title>Disclosure of proprietary trading by broker to client</title>
      <link>https://www.taxtmi.com/circulars?id=60414</link>
      <description>Brokers must disclose whether they undertake proprietary trading as well as client based business: inform existing clients within one month, provide upfront disclosure to new clients in the Know Your Client agreement, and notify clients before commencing proprietary trading if begun later. Stock exchanges must amend bye laws, notify members, publish the requirement, and report implementation to the regulator.</description>
      <category>Circulars</category>
      <law>SEBI</law>
      <pubDate>Wed, 19 Nov 2003 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/circulars?id=60414</guid>
    </item>
  </channel>
</rss>