https://www.taxtmi.com/article/detailed?id=8420 The regulations establish a multi-tier settlement framework for defined securities law violations where applicants file a single prescribed application with disclosures and waivers. Applications are examined by an Internal Committee, reviewed by a High Powered Advisory Committee, and finally decided by a Panel of Whole Time Members, which may impose monetary and non-monetary terms. Considerations include applicant conduct, harm to investors, restitution, and compliance improvements. Confidentiality is conditional on full cooperation and truthful disclosure. Settlement orders are published, have limited evidentiary effect, and may be revoked for false disclosures or non-compliance. en-us Tue, 19 Mar 2019 09:02:03 +0530 Tue, 19 Mar 2019 09:02:03 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=8420 The regulations establish a multi-tier settlement framework for defined securities law violations where applicants file a single prescribed application with disclosures and waivers. Applications are examined by an Internal Committee, reviewed by a High Powered Advisory Committee, and finally decided by a Panel of Whole Time Members, which may impose monetary and non-monetary terms. Considerations include applicant conduct, harm to investors, restitution, and compliance improvements. Confidentiality is conditional on full cooperation and truthful disclosure. Settlement orders are published, have limited evidentiary effect, and may be revoked for false disclosures or non-compliance. Articles Corporate Laws / IBC / SEBI Tue, 19 Mar 2019 09:02:03 +0530 https://www.taxtmi.com/article/detailed?id=8420