https://www.taxtmi.com/notifications?id=128761 Amendment inserts a proviso to Regulation 27 specifying that an enquiry need not be held where the stock broker ceases exchange membership, is declared a defaulter and not readmitted within six months, surrenders membership, is declared insolvent by a court, fails to pay prescribed registration or annual fees, voluntarily surrenders its certificate, or is wound up by court order, while preserving the requirement that no action be taken without giving the stock broker an opportunity of hearing; additionally, words requiring communication to the Central Government are omitted from regulation 29(5). en-us Tue, 06 Jul 1999 00:00:00 +0530 Fri, 01 Mar 2019 12:34:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128761 Amendment inserts a proviso to Regulation 27 specifying that an enquiry need not be held where the stock broker ceases exchange membership, is declared a defaulter and not readmitted within six months, surrenders membership, is declared insolvent by a court, fails to pay prescribed registration or annual fees, voluntarily surrenders its certificate, or is wound up by court order, while preserving the requirement that no action be taken without giving the stock broker an opportunity of hearing; additionally, words requiring communication to the Central Government are omitted from regulation 29(5). Notifications SEBI Tue, 06 Jul 1999 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128761