https://www.taxtmi.com/circulars?id=59898 SEBI prescribes a uniform set of model documents-Client Registration Form, Member-Client Agreement, Tripartite Agreement for cash segment, Uniform Risk Disclosure Document and Broker-Sub-broker Agreement-allowing additional non-conflicting clauses. Brokers must satisfactorily identify clients and may obtain extra information; specified institutional entities are exempt from the Client Registration Form and may agree on agreements and risk disclosures. All requirements are effective immediately except the tripartite agreement effective December 1, 2004. Exchanges must amend bye-laws, disseminate documents to members and report implementation to SEBI monthly. en-us Thu, 26 Aug 2004 00:00:00 +0530 Wed, 27 Feb 2019 16:49:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=59898 SEBI prescribes a uniform set of model documents-Client Registration Form, Member-Client Agreement, Tripartite Agreement for cash segment, Uniform Risk Disclosure Document and Broker-Sub-broker Agreement-allowing additional non-conflicting clauses. Brokers must satisfactorily identify clients and may obtain extra information; specified institutional entities are exempt from the Client Registration Form and may agree on agreements and risk disclosures. All requirements are effective immediately except the tripartite agreement effective December 1, 2004. Exchanges must amend bye-laws, disseminate documents to members and report implementation to SEBI monthly. Circulars SEBI Thu, 26 Aug 2004 00:00:00 +0530 https://www.taxtmi.com/circulars?id=59898