https://www.taxtmi.com/notifications?id=128699 The amendments require specified market intermediaries to appoint a compliance officer tasked with monitoring legal and regulatory compliance, addressing investor grievances and immediately reporting observed non-compliance to the Board. They also prohibit intermediaries and their employees from giving investment advice in publicly accessible media unless they disclose their interests, including long or short positions in the security; employees must also disclose dependent family members' and the employer's interests and positions when rendering such advice. en-us Tue, 29 May 2001 00:00:00 +0530 Wed, 27 Feb 2019 15:47:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128699 The amendments require specified market intermediaries to appoint a compliance officer tasked with monitoring legal and regulatory compliance, addressing investor grievances and immediately reporting observed non-compliance to the Board. They also prohibit intermediaries and their employees from giving investment advice in publicly accessible media unless they disclose their interests, including long or short positions in the security; employees must also disclose dependent family members' and the employer's interests and positions when rendering such advice. Notifications SEBI Tue, 29 May 2001 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128699