https://www.taxtmi.com/notifications?id=128562 Amendment substitutes the Third Schedule to SEBI (Credit Rating Agencies) Regulations, 1999 prescribing a Code of Conduct requiring credit rating agencies to protect investor interests, maintain integrity, independence and objectivity, base ratings on adequate research and records, disclose rating methodology and conflicts, avoid unfair competition and misuse of privileged information, refrain from offering fee-based services to rated entities beyond ratings and research, notify the Board of material regulatory or registration changes, transfer outstanding business as instructed by affected clients, and implement internal codes, governance and compliance mechanisms including empowered compliance officers and senior management access to information. en-us Wed, 01 Oct 2003 00:00:00 +0530 Thu, 21 Feb 2019 15:25:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128562 Amendment substitutes the Third Schedule to SEBI (Credit Rating Agencies) Regulations, 1999 prescribing a Code of Conduct requiring credit rating agencies to protect investor interests, maintain integrity, independence and objectivity, base ratings on adequate research and records, disclose rating methodology and conflicts, avoid unfair competition and misuse of privileged information, refrain from offering fee-based services to rated entities beyond ratings and research, notify the Board of material regulatory or registration changes, transfer outstanding business as instructed by affected clients, and implement internal codes, governance and compliance mechanisms including empowered compliance officers and senior management access to information. Notifications SEBI Wed, 01 Oct 2003 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128562