<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2003.</title>
    <link>https://www.taxtmi.com/notifications?id=128559</link>
    <description>The amended Code of Conduct requires Registrars to maintain integrity, exercise due diligence and independent professional judgment, verify listing before dematerialisation, attend promptly to investor inquiries and grievances, and ensure timely transfer, dematerialisation/rematerialisation and distribution of corporate benefits. Registrars must avoid and disclose conflicts of interest and adopt mechanisms to resolve them, maintain adequate internal controls and data continuity with backups, cooperate with the Board, comply with Ombudsman awards, hand over client records within one month of contract termination or registration cancellation, and refrain from market manipulation or disclosure of unpublished price sensitive information.</description>
    <language>en-us</language>
    <pubDate>Wed, 01 Oct 2003 00:00:00 +0530</pubDate>
    <lastBuildDate>Thu, 21 Feb 2019 15:02:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=559260" rel="self" type="application/rss+xml"/>
    <item>
      <title>Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulations, 2003.</title>
      <link>https://www.taxtmi.com/notifications?id=128559</link>
      <description>The amended Code of Conduct requires Registrars to maintain integrity, exercise due diligence and independent professional judgment, verify listing before dematerialisation, attend promptly to investor inquiries and grievances, and ensure timely transfer, dematerialisation/rematerialisation and distribution of corporate benefits. Registrars must avoid and disclose conflicts of interest and adopt mechanisms to resolve them, maintain adequate internal controls and data continuity with backups, cooperate with the Board, comply with Ombudsman awards, hand over client records within one month of contract termination or registration cancellation, and refrain from market manipulation or disclosure of unpublished price sensitive information.</description>
      <category>Notifications</category>
      <law>SEBI</law>
      <pubDate>Wed, 01 Oct 2003 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/notifications?id=128559</guid>
    </item>
  </channel>
</rss>