https://www.taxtmi.com/notifications?id=128551 Where an enquiry is proposed against an intermediary, a Board officer designated by the Chairman or Member must issue a notice stating the alleged contraventions and annex copies of relied upon documents and extracts of investigation or inspection findings. The notice must require the intermediary to submit a written statement to the enquiry officer (within a period ordinarily not exceeding twenty one days) and to specify whether they desire to be heard in person. The amendment also inserts a requirement that submissions under regulation 8 be made to the enquiry officer and adjusts a cross reference in regulation 16(5). en-us Thu, 27 Nov 2003 00:00:00 +0530 Thu, 21 Feb 2019 13:08:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128551 Where an enquiry is proposed against an intermediary, a Board officer designated by the Chairman or Member must issue a notice stating the alleged contraventions and annex copies of relied upon documents and extracts of investigation or inspection findings. The notice must require the intermediary to submit a written statement to the enquiry officer (within a period ordinarily not exceeding twenty one days) and to specify whether they desire to be heard in person. The amendment also inserts a requirement that submissions under regulation 8 be made to the enquiry officer and adjusts a cross reference in regulation 16(5). Notifications SEBI Thu, 27 Nov 2003 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128551