https://www.taxtmi.com/notifications?id=128546 Amendment adds a regulation allowing the Chairman or a member to transfer any pending enquiry under the Stock Brokers and Sub Brokers Regulations that is triable under Chapter VIA to an adjudicating officer appointed under section 15I; the enquiry officer must forward records promptly and the adjudicating officer may then proceed with adjudication in the same manner as proceedings under Chapter VIA and the applicable adjudication procedure rules. en-us Tue, 30 Dec 2003 00:00:00 +0530 Thu, 21 Feb 2019 11:43:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128546 Amendment adds a regulation allowing the Chairman or a member to transfer any pending enquiry under the Stock Brokers and Sub Brokers Regulations that is triable under Chapter VIA to an adjudicating officer appointed under section 15I; the enquiry officer must forward records promptly and the adjudicating officer may then proceed with adjudication in the same manner as proceedings under Chapter VIA and the applicable adjudication procedure rules. Notifications SEBI Tue, 30 Dec 2003 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128546