https://www.taxtmi.com/notifications?id=128343 A new registration regime mandates holding a certificate of registration to act as an underwriter, while stock brokers and merchant bankers with registration under the Act may underwrite without a separate certificate but are otherwise governed by these regulations. Applications for registration and renewal must include a prescribed non refundable fee. Conditions of registration require prior Board approval for changes of status or constitution, a valid underwriting agreement with the issuer, payment of fees, maintenance of capital adequacy requirements, and compliance with applicable regulations; certificates have a specified period of validity. en-us Thu, 07 Sep 2006 00:00:00 +0530 Sat, 16 Feb 2019 15:45:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128343 A new registration regime mandates holding a certificate of registration to act as an underwriter, while stock brokers and merchant bankers with registration under the Act may underwrite without a separate certificate but are otherwise governed by these regulations. Applications for registration and renewal must include a prescribed non refundable fee. Conditions of registration require prior Board approval for changes of status or constitution, a valid underwriting agreement with the issuer, payment of fees, maintenance of capital adequacy requirements, and compliance with applicable regulations; certificates have a specified period of validity. Notifications SEBI Thu, 07 Sep 2006 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128343