https://www.taxtmi.com/notifications?id=128042 Requirement that certain associated persons of registered stock-brokers, trading members and clearing members obtain NISM-Series-VII: Securities Operations and Risk Management certification for roles concerning investor assets, grievance redressal, internal control and operational risk; firms must ensure existing personnel and new hires obtain the required certification within the periods prescribed by the notification. en-us Fri, 10 Dec 2010 00:00:00 +0530 Thu, 31 Jan 2019 12:19:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=128042 Requirement that certain associated persons of registered stock-brokers, trading members and clearing members obtain NISM-Series-VII: Securities Operations and Risk Management certification for roles concerning investor assets, grievance redressal, internal control and operational risk; firms must ensure existing personnel and new hires obtain the required certification within the periods prescribed by the notification. Notifications SEBI Fri, 10 Dec 2010 00:00:00 +0530 https://www.taxtmi.com/notifications?id=128042