https://www.taxtmi.com/notifications?id=127956 The Regulations require the client account opening form to be in a format specified by the Board and substitute Regulation 26(xii) to state "Failure to maintain client account opening form," creating a clear compliance obligation. Schedule II is amended by omitting clause D of the Code of Conduct for Stock Brokers and deleting sub-clause (4) of clause C in the Code of Conduct for Sub-Brokers. The amendments come into force on publication in the Official Gazette. en-us Wed, 17 Aug 2011 00:00:00 +0530 Fri, 25 Jan 2019 13:07:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/notifications?id=127956 The Regulations require the client account opening form to be in a format specified by the Board and substitute Regulation 26(xii) to state "Failure to maintain client account opening form," creating a clear compliance obligation. Schedule II is amended by omitting clause D of the Code of Conduct for Stock Brokers and deleting sub-clause (4) of clause C in the Code of Conduct for Sub-Brokers. The amendments come into force on publication in the Official Gazette. Notifications SEBI Wed, 17 Aug 2011 00:00:00 +0530 https://www.taxtmi.com/notifications?id=127956