https://www.taxtmi.com/acts?id=35626 The Code requires brokers to maintain integrity, promptitude, fairness and due skill; forbids manipulative or deceptive conduct and excessive speculative activity; mandates compliance with statutory provisions. Brokers must execute client orders at best market price, issue contract notes, protect confidentiality, avoid business driven solely by brokerage, disclose agency status and conflicts, ensure suitability of advice, and disclose interests when giving public investment advice. Underwriting duties include disclosure and management of conflicts, protection of issuer confidentiality, prohibition on insider trading, and prohibitions on false markets and price manipulation. en-us Fri, 25 Jan 2019 11:54:31 +0530 Tue, 17 Sep 2024 15:36:52 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35626 The Code requires brokers to maintain integrity, promptitude, fairness and due skill; forbids manipulative or deceptive conduct and excessive speculative activity; mandates compliance with statutory provisions. Brokers must execute client orders at best market price, issue contract notes, protect confidentiality, avoid business driven solely by brokerage, disclose agency status and conflicts, ensure suitability of advice, and disclose interests when giving public investment advice. Underwriting duties include disclosure and management of conflicts, protection of issuer confidentiality, prohibition on insider trading, and prohibitions on false markets and price manipulation. Act-Rules SEBI Fri, 25 Jan 2019 11:54:31 +0530 https://www.taxtmi.com/acts?id=35626