https://www.taxtmi.com/acts?id=35625 Schedule I prescribes application and certificate forms for registration as a stock broker, clearing member and sub-broker, requiring applicant particulars (membership, contact, organizational form, net worth, PAN), details of proprietors/partners/directors, constitution documents, clearing arrangements and fee payment. Forms mandate undertakings about convictions, insolvency, prior regulatory proceedings, disciplinary actions and corrective steps, and include a declaration that false or suppressed information may lead to cancellation. Exchanges/clearing corporations must provide recommendation or recognition letters, and a standard certificate of registration is issued subject to suspension or cancellation under the regulations. en-us Fri, 25 Jan 2019 11:48:29 +0530 Tue, 17 Sep 2024 15:36:29 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35625 Schedule I prescribes application and certificate forms for registration as a stock broker, clearing member and sub-broker, requiring applicant particulars (membership, contact, organizational form, net worth, PAN), details of proprietors/partners/directors, constitution documents, clearing arrangements and fee payment. Forms mandate undertakings about convictions, insolvency, prior regulatory proceedings, disciplinary actions and corrective steps, and include a declaration that false or suppressed information may lead to cancellation. Exchanges/clearing corporations must provide recommendation or recognition letters, and a standard certificate of registration is issued subject to suspension or cancellation under the regulations. Act-Rules SEBI Fri, 25 Jan 2019 11:48:29 +0530 https://www.taxtmi.com/acts?id=35625