https://www.taxtmi.com/acts?id=35621 Regulation 27 prescribes liability for action against a stock broker under the Intermediaries Regulations, 2008, permitting Chapter V measures such as suspension or cancellation of registration where the broker ceases exchange membership, is declared a defaulter and not re admitted within six months, surrenders registration, is found not fit and proper, becomes insolvent or wound up, faces conviction for moral turpitude among persons in control, fails to pay fees or penalties, disobeys exchange rules or Board circulars, fails to cooperate with investigations, or engages in market manipulation, insider trading, fraudulent or grievous violations. en-us Fri, 25 Jan 2019 11:07:12 +0530 Mon, 16 Sep 2024 18:24:51 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35621 Regulation 27 prescribes liability for action against a stock broker under the Intermediaries Regulations, 2008, permitting Chapter V measures such as suspension or cancellation of registration where the broker ceases exchange membership, is declared a defaulter and not re admitted within six months, surrenders registration, is found not fit and proper, becomes insolvent or wound up, faces conviction for moral turpitude among persons in control, fails to pay fees or penalties, disobeys exchange rules or Board circulars, fails to cooperate with investigations, or engages in market manipulation, insider trading, fraudulent or grievous violations. Act-Rules SEBI Fri, 25 Jan 2019 11:07:12 +0530 https://www.taxtmi.com/acts?id=35621