https://www.taxtmi.com/acts?id=35619 A stock broker who breaches the Act, rules or regulations may face a monetary penalty, disciplinary measures under the intermediaries regime including suspension or cancellation of registration, and prosecution; the provision permits one or more of these actions as enforcement responses to non compliance. en-us Fri, 25 Jan 2019 11:04:12 +0530 Mon, 16 Sep 2024 18:13:10 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35619 A stock broker who breaches the Act, rules or regulations may face a monetary penalty, disciplinary measures under the intermediaries regime including suspension or cancellation of registration, and prosecution; the provision permits one or more of these actions as enforcement responses to non compliance. Act-Rules SEBI Fri, 25 Jan 2019 11:04:12 +0530 https://www.taxtmi.com/acts?id=35619