https://www.taxtmi.com/acts?id=35601 Regulation 12A imposed conditions on sub-broker registration requiring compliance with applicable stock exchange rules and bye-laws; payment of Board fees in the prescribed manner; provision of investor grievance redressal within one month and reporting complaint particulars to the Board; and written authorization from a stock-broker member to affiliate in securities dealings. Amendments repealed certain clauses and provided that, where applicable, a sub-broker must obtain fresh registration under section 12 of the Act despite such repeals; the regulation itself was later omitted by notification effective in 2019. en-us Fri, 25 Jan 2019 10:37:38 +0530 Mon, 16 Sep 2024 17:16:24 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35601 Regulation 12A imposed conditions on sub-broker registration requiring compliance with applicable stock exchange rules and bye-laws; payment of Board fees in the prescribed manner; provision of investor grievance redressal within one month and reporting complaint particulars to the Board; and written authorization from a stock-broker member to affiliate in securities dealings. Amendments repealed certain clauses and provided that, where applicable, a sub-broker must obtain fresh registration under section 12 of the Act despite such repeals; the regulation itself was later omitted by notification effective in 2019. Act-Rules SEBI Fri, 25 Jan 2019 10:37:38 +0530 https://www.taxtmi.com/acts?id=35601