https://www.taxtmi.com/acts?id=35590 Regulation 9 makes registration conditional on holding stock exchange membership, compliance with exchange rules, payment of Board fees, adherence to the Code of Conduct in Schedule II, maintenance of minimum networth in Schedule VI, and prior Board approval for change in control; brokers acting as underwriters must enter valid agreements with the body corporate and underwrite only from prescribed own funds, while brokers must redress investor grievances within the prescribed period and report to the Board as required. en-us Fri, 25 Jan 2019 10:05:39 +0530 Mon, 16 Sep 2024 17:42:13 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35590 Regulation 9 makes registration conditional on holding stock exchange membership, compliance with exchange rules, payment of Board fees, adherence to the Code of Conduct in Schedule II, maintenance of minimum networth in Schedule VI, and prior Board approval for change in control; brokers acting as underwriters must enter valid agreements with the body corporate and underwrite only from prescribed own funds, while brokers must redress investor grievances within the prescribed period and report to the Board as required. Act-Rules SEBI Fri, 25 Jan 2019 10:05:39 +0530 https://www.taxtmi.com/acts?id=35590