https://www.taxtmi.com/acts?id=35586 Regulation 5 requires SEBI to consider, for grant of a stock-broker registration certificate, eligibility for exchange membership, adequate infrastructure and manpower, relevant trading experience, any disciplinary or enforcement history involving the applicant or connected persons, absence of outstanding financial liabilities under securities laws, possession of required certification for associated persons, and satisfaction of fit-and-proper criteria and the minimum networth and deposit requirements specified for the relevant segment. en-us Fri, 25 Jan 2019 09:57:41 +0530 Fri, 25 Jan 2019 09:57:41 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35586 Regulation 5 requires SEBI to consider, for grant of a stock-broker registration certificate, eligibility for exchange membership, adequate infrastructure and manpower, relevant trading experience, any disciplinary or enforcement history involving the applicant or connected persons, absence of outstanding financial liabilities under securities laws, possession of required certification for associated persons, and satisfaction of fit-and-proper criteria and the minimum networth and deposit requirements specified for the relevant segment. Act-Rules SEBI Fri, 25 Jan 2019 09:57:41 +0530 https://www.taxtmi.com/acts?id=35586