https://www.taxtmi.com/acts?id=35562 Regulation 28A mandates a compliance officer for each merchant banker who must meet specified educational, experience and certification criteria; be independent from the principal officer and certain employees; monitor regulatory compliance and redress investor grievances; report non compliance to the Board; and be replaced within three months of vacancy, with interim appointees required to meet regular appointment conditions. en-us Thu, 24 Jan 2019 15:08:21 +0530 Mon, 08 Dec 2025 12:43:21 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35562 Regulation 28A mandates a compliance officer for each merchant banker who must meet specified educational, experience and certification criteria; be independent from the principal officer and certain employees; monitor regulatory compliance and redress investor grievances; report non compliance to the Board; and be replaced within three months of vacancy, with interim appointees required to meet regular appointment conditions. Act-Rules SEBI Thu, 24 Jan 2019 15:08:21 +0530 https://www.taxtmi.com/acts?id=35562