https://www.taxtmi.com/acts?id=35484 The Schedule prescribes a Code of Conduct requiring Registrars to an Issue and Share Transfer Agents to maintain integrity, exercise due diligence (including verification before dematerialisation), process transfers and corporate actions within specified timeframes, promptly address investor grievances, avoid misrepresentation, and not reject dematerialisation/rematerialisation requests without valid grounds. It requires disclosure and management of conflicts of interest, confidentiality of client information except as authorised or required by law, robust internal controls and data continuity, cooperation with the Board, prompt notification of material adverse actions, and responsibility for employees' acts or omissions. en-us Wed, 23 Jan 2019 14:54:20 +0530 Tue, 17 Sep 2024 15:33:26 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35484 The Schedule prescribes a Code of Conduct requiring Registrars to an Issue and Share Transfer Agents to maintain integrity, exercise due diligence (including verification before dematerialisation), process transfers and corporate actions within specified timeframes, promptly address investor grievances, avoid misrepresentation, and not reject dematerialisation/rematerialisation requests without valid grounds. It requires disclosure and management of conflicts of interest, confidentiality of client information except as authorised or required by law, robust internal controls and data continuity, cooperation with the Board, prompt notification of material adverse actions, and responsibility for employees' acts or omissions. Act-Rules SEBI Wed, 23 Jan 2019 14:54:20 +0530 https://www.taxtmi.com/acts?id=35484