https://www.taxtmi.com/acts?id=35447 Portfolio managers must furnish a standardized Disclosure Document to prospective clients at least two days before signing an agreement and file it with the Board before circulation and every six months or on material change. The document must disclose the manager's background, services (discretionary, non discretionary, advisory), contact details, penalties and regulatory actions, investment objectives and policies, client and performance data, fees and expenses, taxation and accounting policies, risk factors including market and concentration risks, and investor services including grievance redressal. A model account opening form records client identity, investment profile and objectives. en-us Wed, 23 Jan 2019 10:39:46 +0530 Wed, 23 Jan 2019 10:39:46 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35447 Portfolio managers must furnish a standardized Disclosure Document to prospective clients at least two days before signing an agreement and file it with the Board before circulation and every six months or on material change. The document must disclose the manager's background, services (discretionary, non discretionary, advisory), contact details, penalties and regulatory actions, investment objectives and policies, client and performance data, fees and expenses, taxation and accounting policies, risk factors including market and concentration risks, and investor services including grievance redressal. A model account opening form records client identity, investment profile and objectives. Act-Rules SEBI Wed, 23 Jan 2019 10:39:46 +0530 https://www.taxtmi.com/acts?id=35447