https://www.taxtmi.com/acts?id=35402 Regulation 9A requires registered portfolio managers to obtain the Board's prior approval before changing their status or constitution if they wish to continue acting; pay prescribed registration fees; redress investor grievances within one month and report complaints to the Board; maintain capital adequacy as specified in regulation 7 throughout the certificate period; and comply with regulations under the Act governing their activities. The provision does not remove the obligation to obtain fresh registration under the Act where applicable. en-us Tue, 22 Jan 2019 15:39:00 +0530 Tue, 22 Jan 2019 15:39:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35402 Regulation 9A requires registered portfolio managers to obtain the Board's prior approval before changing their status or constitution if they wish to continue acting; pay prescribed registration fees; redress investor grievances within one month and report complaints to the Board; maintain capital adequacy as specified in regulation 7 throughout the certificate period; and comply with regulations under the Act governing their activities. The provision does not remove the obligation to obtain fresh registration under the Act where applicable. Act-Rules SEBI Tue, 22 Jan 2019 15:39:00 +0530 https://www.taxtmi.com/acts?id=35402