https://www.taxtmi.com/acts?id=35174 Liability for action arises where a custodian contravenes the Act, the rules or the regulations, fails to furnish required information, gives false or misleading information, omits periodic returns or reports, does not cooperate in an enquiry or inspection, fails to update systems and procedures, does not resolve client complaints, is guilty of misconduct or breaches the Code of Conduct, or fails to pay monthly fees. Such defaults are dealt with under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008. en-us Thu, 17 Jan 2019 10:35:31 +0530 Wed, 08 Jul 2026 12:31:38 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35174 Liability for action arises where a custodian contravenes the Act, the rules or the regulations, fails to furnish required information, gives false or misleading information, omits periodic returns or reports, does not cooperate in an enquiry or inspection, fails to update systems and procedures, does not resolve client complaints, is guilty of misconduct or breaches the Code of Conduct, or fails to pay monthly fees. Such defaults are dealt with under Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008. Act-Rules SEBI Thu, 17 Jan 2019 10:35:31 +0530 https://www.taxtmi.com/acts?id=35174