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    <title>Effect of debarment, suspension, cancellation or surrender</title>
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    <description>Regulation 32 requires that upon debarment or suspension an intermediary cease the certified activity, not accept new assignments, allow clients or investors to withdraw or transfer securities or funds without additional cost, make provisions for liabilities, and take required actions regarding records, documents and investor assets as mandated by the regulations or directed by the Board; upon surrender or cancellation it must return the certificate, cease representation as a certificate holder, transfer activities to a valid holder where applicable, permit client withdrawals or transfers without cost, make liability provisions, and comply with directions about custody and records.</description>
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    <pubDate>Sat, 05 Jan 2019 17:03:04 +0530</pubDate>
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      <title>Effect of debarment, suspension, cancellation or surrender</title>
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      <description>Regulation 32 requires that upon debarment or suspension an intermediary cease the certified activity, not accept new assignments, allow clients or investors to withdraw or transfer securities or funds without additional cost, make provisions for liabilities, and take required actions regarding records, documents and investor assets as mandated by the regulations or directed by the Board; upon surrender or cancellation it must return the certificate, cease representation as a certificate holder, transfer activities to a valid holder where applicable, permit client withdrawals or transfers without cost, make liability provisions, and comply with directions about custody and records.</description>
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      <pubDate>Sat, 05 Jan 2019 17:03:04 +0530</pubDate>
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