https://www.taxtmi.com/acts?id=34525 A registrant may request surrender of its certificate to the Board, which is not bound by prior chapter procedures. The Board may require the applicant to satisfy it on matters such as maintenance and preservation of regulatory records, investor grievance redressal, transfer of client records, funds or securities, arrangements for continuity of client services, and any defaults or pending actions. The Board may accept surrender subject to conditions it deems necessary to protect investors or the securities market, and the person must comply with those conditions. en-us Sat, 05 Jan 2019 17:02:49 +0530 Sat, 05 Jan 2019 17:02:49 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=34525 A registrant may request surrender of its certificate to the Board, which is not bound by prior chapter procedures. The Board may require the applicant to satisfy it on matters such as maintenance and preservation of regulatory records, investor grievance redressal, transfer of client records, funds or securities, arrangements for continuity of client services, and any defaults or pending actions. The Board may accept surrender subject to conditions it deems necessary to protect investors or the securities market, and the person must comply with those conditions. Act-Rules SEBI Sat, 05 Jan 2019 17:02:49 +0530 https://www.taxtmi.com/acts?id=34525