https://www.taxtmi.com/acts?id=34276 Non-individual investment advisers must appoint either a compliance officer or an independent professional (a qualified member of a specified professional institute holding the relevant NISM certification) to monitor compliance with the Act, regulations, notifications, guidelines and instructions issued by the Board; where an independent professional is appointed, the principal officer must submit an undertaking to the Board or recognized body that the principal officer shall remain responsible for monitoring compliance. en-us Mon, 31 Dec 2018 11:07:52 +0530 Tue, 17 Dec 2024 16:44:28 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=34276 Non-individual investment advisers must appoint either a compliance officer or an independent professional (a qualified member of a specified professional institute holding the relevant NISM certification) to monitor compliance with the Act, regulations, notifications, guidelines and instructions issued by the Board; where an independent professional is appointed, the principal officer must submit an undertaking to the Board or recognized body that the principal officer shall remain responsible for monitoring compliance. Act-Rules SEBI Mon, 31 Dec 2018 11:07:52 +0530 https://www.taxtmi.com/acts?id=34276