https://www.taxtmi.com/acts?id=34258 These regulations delimit the regulated activity of providing investment advice for consideration-covering recommendations on securities, portfolio advice and financial planning-and expressly exclude mass market publications and trading calls. They define an investment adviser (including part time advisers), assets under advice, principal officer responsibilities for non individual advisers, and persons associated with investment advice (client facing staff). Governance terms such as change in control, family definitions, forms and inspecting authority are also specified, with cross references to other statutes for undefined terms. en-us Mon, 31 Dec 2018 11:01:59 +0530 Tue, 17 Dec 2024 14:31:48 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=34258 These regulations delimit the regulated activity of providing investment advice for consideration-covering recommendations on securities, portfolio advice and financial planning-and expressly exclude mass market publications and trading calls. They define an investment adviser (including part time advisers), assets under advice, principal officer responsibilities for non individual advisers, and persons associated with investment advice (client facing staff). Governance terms such as change in control, family definitions, forms and inspecting authority are also specified, with cross references to other statutes for undefined terms. Act-Rules SEBI Mon, 31 Dec 2018 11:01:59 +0530 https://www.taxtmi.com/acts?id=34258