https://www.taxtmi.com/acts?id=34152 Regulation 25 requires research analysts and research entities to maintain specified records-signed and dated research reports, recommendations and their rationale, public appearance records, KYC for fee-paying clients, a client register with PAN and service details, communications including emails and call recordings, and disclosed terms and client consent. Records may be physical or electronic; electronically signed records must be digitally signed. All records must be preserved for a minimum period of five years and an annual compliance audit by a qualified member of specified professional institutes must be conducted with the audit report submitted as specified by the Board. en-us Fri, 28 Dec 2018 15:44:16 +0530 Tue, 17 Dec 2024 12:34:11 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=34152 Regulation 25 requires research analysts and research entities to maintain specified records-signed and dated research reports, recommendations and their rationale, public appearance records, KYC for fee-paying clients, a client register with PAN and service details, communications including emails and call recordings, and disclosed terms and client consent. Records may be physical or electronic; electronically signed records must be digitally signed. All records must be preserved for a minimum period of five years and an annual compliance audit by a qualified member of specified professional institutes must be conducted with the audit report submitted as specified by the Board. Act-Rules SEBI Fri, 28 Dec 2018 15:44:16 +0530 https://www.taxtmi.com/acts?id=34152