https://www.taxtmi.com/acts?id=34128 The regulations define key terms governing securities research: research analyst, research services, research report, and related actors (individual, part time, independent, non individual, research entity), set out what communications are excluded, and prescribe definitions for conduct concepts such as public appearance, consideration, and trading calls, as well as organizational terms like principal officer and change in control to allocate supervisory and registration responsibilities. en-us Fri, 28 Dec 2018 15:28:38 +0530 Tue, 17 Dec 2024 11:48:46 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=34128 The regulations define key terms governing securities research: research analyst, research services, research report, and related actors (individual, part time, independent, non individual, research entity), set out what communications are excluded, and prescribe definitions for conduct concepts such as public appearance, consideration, and trading calls, as well as organizational terms like principal officer and change in control to allocate supervisory and registration responsibilities. Act-Rules SEBI Fri, 28 Dec 2018 15:28:38 +0530 https://www.taxtmi.com/acts?id=34128