https://www.taxtmi.com/circulars?id=58699 Stock brokers must register clients via a Member Client Agreement and KYC including a Risk Disclosure Document, disclose mandatory policies on order refusal, exposure limits, brokerage, penalties, sale/close out rights, netting shortages and account suspension, and ensure non mandatory clauses do not conflict with mandatory terms. Running account authorisation requires client only signed annual renewal, revocability, defined retention for margin, periodic settlement with explanatory statements and prompt transfer on request. Electronic contract notes require client signed authorisation and client controlled email. Brokers must provide executed document copies, secure online access, and annual hard copy balance statements. en-us Thu, 03 Dec 2009 00:00:00 +0530 Wed, 26 Dec 2018 14:57:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58699 Stock brokers must register clients via a Member Client Agreement and KYC including a Risk Disclosure Document, disclose mandatory policies on order refusal, exposure limits, brokerage, penalties, sale/close out rights, netting shortages and account suspension, and ensure non mandatory clauses do not conflict with mandatory terms. Running account authorisation requires client only signed annual renewal, revocability, defined retention for margin, periodic settlement with explanatory statements and prompt transfer on request. Electronic contract notes require client signed authorisation and client controlled email. Brokers must provide executed document copies, secure online access, and annual hard copy balance statements. Circulars SEBI Thu, 03 Dec 2009 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58699