https://www.taxtmi.com/acts?id=33983 The Code of Conduct must establish a compliance officer reporting regime, need-to-know confidentiality and Chinese Walls, designated persons coverage and specified disclosures. A trading window controlled by the compliance officer governs when designated persons may trade; pre-clearance is required for trades above board-set thresholds with declarations of no unpublished price sensitive information. The code must set execution timeframes for pre-cleared trades, restrict contra trades for a prescribed cooling period with disgorgement for breaches, prescribe reporting formats, and provide sanctions and procedures for admitting persons to sensitive transactions. en-us Tue, 25 Dec 2018 14:18:26 +0530 Sat, 15 Mar 2025 12:35:14 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=33983 The Code of Conduct must establish a compliance officer reporting regime, need-to-know confidentiality and Chinese Walls, designated persons coverage and specified disclosures. A trading window controlled by the compliance officer governs when designated persons may trade; pre-clearance is required for trades above board-set thresholds with declarations of no unpublished price sensitive information. The code must set execution timeframes for pre-cleared trades, restrict contra trades for a prescribed cooling period with disgorgement for breaches, prescribe reporting formats, and provide sanctions and procedures for admitting persons to sensitive transactions. Act-Rules SEBI Tue, 25 Dec 2018 14:18:26 +0530 https://www.taxtmi.com/acts?id=33983