https://www.taxtmi.com/acts?id=33763 Recognised stock exchanges and clearing corporations must segregate functions into three verticals-Critical Operations; Regulatory, Compliance, Risk Management and Investor Grievances; and other functions-and prioritise resource allocation to the first two. They must periodically assess resource adequacy for those verticals and adopt a Chinese Wall policy that separates the Regulatory/Compliance vertical from other verticals, restricts intra-vertical communication, implements physical and access segregation, and permits exceptional information sharing on a documented "need to know" basis with intimation to the compliance officer. en-us Mon, 24 Dec 2018 10:55:44 +0530 Mon, 12 Aug 2024 12:32:30 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=33763 Recognised stock exchanges and clearing corporations must segregate functions into three verticals-Critical Operations; Regulatory, Compliance, Risk Management and Investor Grievances; and other functions-and prioritise resource allocation to the first two. They must periodically assess resource adequacy for those verticals and adopt a Chinese Wall policy that separates the Regulatory/Compliance vertical from other verticals, restricts intra-vertical communication, implements physical and access segregation, and permits exceptional information sharing on a documented "need to know" basis with intimation to the compliance officer. Act-Rules SEBI Mon, 24 Dec 2018 10:55:44 +0530 https://www.taxtmi.com/acts?id=33763