https://www.taxtmi.com/circulars?id=58565 Stock brokers must prominently display their name as registered with SEBI, their logo if any, registration number, complete address and telephone numbers on websites, notice/display boards, advertisements, publications, know-your-client forms and member-client agreements; and must include, in contract notes, statements of funds and securities and client correspondence, the broker's registered name and logo, registration number, complete address and telephone numbers, plus the compliance officer's name, telephone number and e-mail address. Exchanges must enforce, amend bye-laws, include inspections and report non-compliance annually. en-us Thu, 04 Nov 2010 00:00:00 +0530 Fri, 21 Dec 2018 15:04:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58565 Stock brokers must prominently display their name as registered with SEBI, their logo if any, registration number, complete address and telephone numbers on websites, notice/display boards, advertisements, publications, know-your-client forms and member-client agreements; and must include, in contract notes, statements of funds and securities and client correspondence, the broker's registered name and logo, registration number, complete address and telephone numbers, plus the compliance officer's name, telephone number and e-mail address. Exchanges must enforce, amend bye-laws, include inspections and report non-compliance annually. Circulars SEBI Thu, 04 Nov 2010 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58565