https://www.taxtmi.com/acts?id=33214 Regulation 9 permits a settlement amount and/or non-monetary terms under Schedule II, directs that settlement proceeds (excluding legal costs and disgorged amounts) be credited to the Consolidated Fund of India, that application fees and legal costs be credited to the SEBI General Fund, and that disgorged profits or avoided losses be credited to the Investor Protection and Education Fund. It enumerates non-monetary options such as suspension of business, exit from management, disgorgement, barring from directorships or market participation, cancellation or reduction of fraudulently issued securities and related restitutions, lock in provisions, compliance enhancements, training, and enhanced audit and reporting. en-us Wed, 19 Dec 2018 17:25:11 +0530 Thu, 08 Aug 2024 11:43:59 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=33214 Regulation 9 permits a settlement amount and/or non-monetary terms under Schedule II, directs that settlement proceeds (excluding legal costs and disgorged amounts) be credited to the Consolidated Fund of India, that application fees and legal costs be credited to the SEBI General Fund, and that disgorged profits or avoided losses be credited to the Investor Protection and Education Fund. It enumerates non-monetary options such as suspension of business, exit from management, disgorgement, barring from directorships or market participation, cancellation or reduction of fraudulently issued securities and related restitutions, lock in provisions, compliance enhancements, training, and enhanced audit and reporting. Act-Rules SEBI Wed, 19 Dec 2018 17:25:11 +0530 https://www.taxtmi.com/acts?id=33214