https://www.taxtmi.com/circulars?id=58461 Prior approval from SEBI is required for change in control of specified intermediaries (excluding Sub-brokers) and, where an applicant holds multiple registrations, a single application must be made to MIRSD SEBI with disclosures about the applicant and acquirer, regulatory history, investor complaints, litigation, fees paid, commitment to honour past liabilities, and board incumbency; registered stock brokers and depository participants must also obtain approvals/NOCs from relevant stock exchanges and depositories and forward self attested copies to SEBI. en-us Tue, 02 Aug 2011 00:00:00 +0530 Wed, 19 Dec 2018 13:06:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58461 Prior approval from SEBI is required for change in control of specified intermediaries (excluding Sub-brokers) and, where an applicant holds multiple registrations, a single application must be made to MIRSD SEBI with disclosures about the applicant and acquirer, regulatory history, investor complaints, litigation, fees paid, commitment to honour past liabilities, and board incumbency; registered stock brokers and depository participants must also obtain approvals/NOCs from relevant stock exchanges and depositories and forward self attested copies to SEBI. Circulars SEBI Tue, 02 Aug 2011 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58461