https://www.taxtmi.com/circulars?id=58313 Surrender of sub-broker registration requires the affiliating stock broker to advertise in a local widely circulated newspaper informing investors not to deal with the sub-broker, and the affiliating broker and/or exchange must publish details or new AP status on their websites. If the sub-broker transitions to an Authorized Person with the same broker and exchange, the newspaper advertisement is not required but the affiliating broker must submit an undertaking to the exchange confirming individual client communication about the surrender and AP approval. en-us Mon, 27 Aug 2012 00:00:00 +0530 Fri, 14 Dec 2018 16:55:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58313 Surrender of sub-broker registration requires the affiliating stock broker to advertise in a local widely circulated newspaper informing investors not to deal with the sub-broker, and the affiliating broker and/or exchange must publish details or new AP status on their websites. If the sub-broker transitions to an Authorized Person with the same broker and exchange, the newspaper advertisement is not required but the affiliating broker must submit an undertaking to the exchange confirming individual client communication about the surrender and AP approval. Circulars SEBI Mon, 27 Aug 2012 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58313