<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market</title>
    <link>https://www.taxtmi.com/circulars?id=58238</link>
    <description>Entities and their associated persons must adopt policies, procedures and internal codes to identify, avoid, manage or disclose conflicts of interest, ensuring client primacy, fair treatment, prohibition on trading on material non public information, use of information barriers, transaction restrictions when handling mandates, and avoidance of incentive structures that misalign client risk. Boards must implement systems, review compliance and align existing policies within the prescribed timeframe; these guidelines supplement existing regulations and aim to protect investors and market integrity.</description>
    <language>en-us</language>
    <pubDate>Tue, 27 Aug 2013 00:00:00 +0530</pubDate>
    <lastBuildDate>Thu, 13 Dec 2018 16:36:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=546652" rel="self" type="application/rss+xml"/>
    <item>
      <title>General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market</title>
      <link>https://www.taxtmi.com/circulars?id=58238</link>
      <description>Entities and their associated persons must adopt policies, procedures and internal codes to identify, avoid, manage or disclose conflicts of interest, ensuring client primacy, fair treatment, prohibition on trading on material non public information, use of information barriers, transaction restrictions when handling mandates, and avoidance of incentive structures that misalign client risk. Boards must implement systems, review compliance and align existing policies within the prescribed timeframe; these guidelines supplement existing regulations and aim to protect investors and market integrity.</description>
      <category>Circulars</category>
      <law>SEBI</law>
      <pubDate>Tue, 27 Aug 2013 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/circulars?id=58238</guid>
    </item>
  </channel>
</rss>