<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Simplification of registration requirements for Stock Brokers</title>
    <link>https://www.taxtmi.com/circulars?id=58227</link>
    <description>SEBI requires a single registration per stock exchange or its promoted clearing corporation; new applicants apply through the exchange or clearing corporation to obtain a unique registration number, and entities already registered in any segment need only obtain exchange or clearing-corporation approval to operate in additional segments. Exchanges and clearing corporations must ensure applicants meet the Fit and Proper Criteria, verify corrective actions for past deficiencies, recover outstanding dues, may inspect, and apply fees for additional segments as per the Broker Regulations. Exchanges must amend bylaws, disseminate the changes and report implementation to SEBI.</description>
    <language>en-us</language>
    <pubDate>Mon, 30 Sep 2013 00:00:00 +0530</pubDate>
    <lastBuildDate>Thu, 13 Dec 2018 14:24:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=546633" rel="self" type="application/rss+xml"/>
    <item>
      <title>Simplification of registration requirements for Stock Brokers</title>
      <link>https://www.taxtmi.com/circulars?id=58227</link>
      <description>SEBI requires a single registration per stock exchange or its promoted clearing corporation; new applicants apply through the exchange or clearing corporation to obtain a unique registration number, and entities already registered in any segment need only obtain exchange or clearing-corporation approval to operate in additional segments. Exchanges and clearing corporations must ensure applicants meet the Fit and Proper Criteria, verify corrective actions for past deficiencies, recover outstanding dues, may inspect, and apply fees for additional segments as per the Broker Regulations. Exchanges must amend bylaws, disseminate the changes and report implementation to SEBI.</description>
      <category>Circulars</category>
      <law>SEBI</law>
      <pubDate>Mon, 30 Sep 2013 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/circulars?id=58227</guid>
    </item>
  </channel>
</rss>