https://www.taxtmi.com/circulars?id=58196 Depositories must adopt a risk based inspection framework covering specified operational and compliance areas, use an Adaptive Sample Size methodology with base samples and risk based multipliers, and compute a Total DP Risk Score by summing normalized quantitative and qualitative area scores. DPs are categorized by percentile into risk bands that determine inspection frequency and sample sizes; joint inspections and off site inspection tools are required, and depositories must amend rules, communicate requirements, and share risk ratings for common DPs. en-us Fri, 07 Feb 2014 00:00:00 +0530 Wed, 12 Dec 2018 11:44:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58196 Depositories must adopt a risk based inspection framework covering specified operational and compliance areas, use an Adaptive Sample Size methodology with base samples and risk based multipliers, and compute a Total DP Risk Score by summing normalized quantitative and qualitative area scores. DPs are categorized by percentile into risk bands that determine inspection frequency and sample sizes; joint inspections and off site inspection tools are required, and depositories must amend rules, communicate requirements, and share risk ratings for common DPs. Circulars SEBI Fri, 07 Feb 2014 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58196