https://www.taxtmi.com/circulars?id=58144 Intermediaries must prominently display investor grievance information in their offices: stock brokers and depository participants per Annexure A and other intermediaries per Annexure B. The display must identify the compliance officer and senior contact, provide communication means, and direct investors to exchange/depository escalation channels, an online grievance portal and a toll free helpline. Intermediaries must implement these disclosure obligations across all offices within the prescribed compliance period; the circular invokes regulatory powers to protect investor interests and indicates publication of the circular and complaint portal details on the regulator's website. en-us Thu, 28 Aug 2014 00:00:00 +0530 Mon, 10 Dec 2018 14:56:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58144 Intermediaries must prominently display investor grievance information in their offices: stock brokers and depository participants per Annexure A and other intermediaries per Annexure B. The display must identify the compliance officer and senior contact, provide communication means, and direct investors to exchange/depository escalation channels, an online grievance portal and a toll free helpline. Intermediaries must implement these disclosure obligations across all offices within the prescribed compliance period; the circular invokes regulatory powers to protect investor interests and indicates publication of the circular and complaint portal details on the regulator's website. Circulars SEBI Thu, 28 Aug 2014 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58144