https://www.taxtmi.com/circulars?id=57716 Intermediaries must adopt written AML/CFT procedures under the PMLA, implement risk sensitive Client Due Diligence including identification and verification of beneficial owners and PEPs, maintain transaction monitoring and record retention to permit reconstruction, and report specified cash and suspicious transactions to FIU IND within prescribed timelines while preserving confidentiality; senior management must appoint a Principal Officer and Designated Director and ensure internal audit, staff training and cooperation with asset freezing and sanctions procedures. en-us Wed, 04 Jul 2018 00:00:00 +0530 Mon, 26 Nov 2018 10:16:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=57716 Intermediaries must adopt written AML/CFT procedures under the PMLA, implement risk sensitive Client Due Diligence including identification and verification of beneficial owners and PEPs, maintain transaction monitoring and record retention to permit reconstruction, and report specified cash and suspicious transactions to FIU IND within prescribed timelines while preserving confidentiality; senior management must appoint a Principal Officer and Designated Director and ensure internal audit, staff training and cooperation with asset freezing and sanctions procedures. Circulars SEBI Wed, 04 Jul 2018 00:00:00 +0530 https://www.taxtmi.com/circulars?id=57716