https://www.taxtmi.com/article/detailed?id=5864 Requires mandatory registration, specified qualifications and certification, and capital adequacy for individuals and entities issuing research; mandates arm's-length separation of research from other businesses, codes of conduct, written policies on dealing and conflicts, trading restrictions around research publication, comprehensive disclosure in reports and public appearances, record retention and annual compliance audits; extends similar obligations to proxy advisers; and vests the Board with inspection and enforcement powers including inspection, examination on oath and remedial directions. en-us Fri, 10 Oct 2014 06:12:10 +0530 Fri, 10 Oct 2014 06:12:10 +0530 TaxTMI RSS Generator https://www.taxtmi.com/article/detailed?id=5864 Requires mandatory registration, specified qualifications and certification, and capital adequacy for individuals and entities issuing research; mandates arm's-length separation of research from other businesses, codes of conduct, written policies on dealing and conflicts, trading restrictions around research publication, comprehensive disclosure in reports and public appearances, record retention and annual compliance audits; extends similar obligations to proxy advisers; and vests the Board with inspection and enforcement powers including inspection, examination on oath and remedial directions. Articles Corporate Laws / IBC / SEBI Fri, 10 Oct 2014 06:12:10 +0530 https://www.taxtmi.com/article/detailed?id=5864