Ceiling on compliance certificates: members limited to a set maximum per calendar year; excess is professional misconduct. Restricts practising members authorised to sign compliance certificates to a fixed maximum number of companies per calendar year; issuing certificates beyond that ceiling is professional misconduct. For firms, the ceiling applies to each partner entitled to sign individually. The restriction applies to compliance certificates signed on or after the specified commencement date.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Ceiling on compliance certificates: members limited to a set maximum per calendar year; excess is professional misconduct.
Restricts practising members authorised to sign compliance certificates to a fixed maximum number of companies per calendar year; issuing certificates beyond that ceiling is professional misconduct. For firms, the ceiling applies to each partner entitled to sign individually. The restriction applies to compliance certificates signed on or after the specified commencement date.
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