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of <h1>SEBI Mandates New Certification for Investment Advisers Under 2007 Regulations; Renewal Exam Required for Compliance.</h1> The Securities and Exchange Board of India (SEBI) has issued a notification under the Certification of Associated Persons in the Securities Markets Regulations, 2007, requiring investment advisers and associated persons to obtain specific certifications. These include passing the NISM-Series-XA: Investment Adviser (Level 1) and NISM-Series-XB: Investment Adviser (Level 2) Certification Examinations. Additionally, to maintain compliance, individuals must renew their certification by passing the NISM-Series-X-C: Investment Adviser Certification (Renewal) Examination. This notification supersedes previous notifications from 2013 and 2014 and takes effect upon publication in the Official Gazette.
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